Cost:

Members: $75
Non-members: $105

Join us for breakfast, networking and knowledgeable speakers on three distinct topics: Artificial Intelligence, Difficult Conversations: A Primer on Skillful Discussions and Best Practices for Relations with Regulators.

You can also send questions in advance and we will pose them during the sessions, please send them to: Speaker Questions.

Hot breakfast is included. This will be a live event with no virtual option.

Location: Northern Trust Building

Speakers & Topics:

Steven Ramirez, CEO, Beyond the Arc
Artificial Intelligence (AI) in Banking: Risks and Opportunities
As the financial industry adopts AI, the role of compliance and risk professionals has never been more critical. AI presents business opportunities to enhance efficiency, improve customer experiences, and stay ahead of the competition. However, it also introduces complex challenges that require appropriate oversight. This session will cover framework and practical steps to identify, prioritize, and assess the risks inherent in AI. Attendees will leave with a better understanding of: enterprise risks associated with AI, including privacy and bias; evolving capabilities and uses of AI in banking; practical applications of AI to strengthen risk management and compliance; and how to improve your personal productivity with AI.

Dr. Robert S. Rubin, Professor of Management and Associate Dean of Graduate and Executive Education, DePaul University
When Good Intentions Aren’t Enough: A Primer on Skillful Discussions
To be effective, compliance and risk professionals must wear many “hats” from technical expert, to thought partner and change agent, to compliance enforcer. Yet, many professionals struggle with the complexities of moving in and out of these numerous roles. In this session, participants will add to their internal business partner “tool kit” by learning an approach for effectively building stronger partner relationships through the discipline of skillful discussion. Participants will be able to apply techniques to difficult conversations that build trust and collaboration. The session will be interactive with Q&A opportunities built in.

Rafael DeLeon, SVP Industry Engagement, Ncontracts
Relations with Regulators
This session will cover best practices for compliance and risk professionals in understanding the regulatory objectives and the evolving relationship with examiners; preparing for examinations, common examination challenges and misconceptions; and building strong relationships with examiners and maintaining ongoing relationships.

Registration and Breakfast begins at 8:00 am
Session runs from 9:00 am to 12:00 pm

Attendees are advised to arrive before 8:30 a.m. and be prepared to present photo ID.

Parking is at a premium for Northern Trust CCA events, consider use of a parking app such as SpotHero (not an endorsement) to reserve your spot ahead of time.

Last day of registration is Noon CT on July 15, 2024

As a reminder, CCA no longer accepts cash or checks as payment for meetings or membership dues. Payment is only accepted in advance by debit or credit card via our website. Registration for meetings or membership will not be considered complete without prepayment. CCA is no longer able to invoice for events and entry will be denied if payment has not been received. Payment can be made in advance using a debit or credit card via CCAs PayPal page.

Failure to pay in advance may result in removal of registration for the event if not paid prior to the end of the registration period (see above), and your registration may be given to the next person on the waitlist (if any).

Speakers and Topics may be subject to change.

This session has been approved for 3.75 CRCM and CERP credits.

This session is not to be recorded electronically without written permission from the Chicagoland Compliance Association and all speakers. materials and opinions shared from the speakers are not necessarily those of the organization they represent and therefore, unless otherwise indicated, should be assumed personal and not indicative of any implied liability or accountability back to the respective organization.

Reservation cancellations received by the CCA after the registration deadline of 12:00pm on July 15, 2024 will not receive a refund.

If after registering you do not see the “Thank You” page or you do not receive a confirmation email within two days, then your registration has not been received. Please email the CCA.

By registering for the event, the registrant agrees to adhere to Northern Trust and/or City of Chicago COVID requirements at the time of the event.

Registration has closed for this event.