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Common Exam Violations

March 12, 2021 @ 10:30 am - 12:00 pm CST

Whether you are preparing for an exam from your primary regulator or third party, or just want to make sure your training, monitoring and audit program is appropriate for today’s risks, tune in for this high level overview of common exam findings. You’ll learn what examiners are talking about and what you should be on the look-out for to ensure that your compliance program is positioned to effectively manage compliance risk. Join us as we hear from Kathy Enbom, Principal with Wipfli LLP. There is no cost for this event and registration is limited to the first 250 registrants. CCA members will be given first priority.

Please send any questions you have for our speaker in advance to:  Speaker QuestionsPlease send in your Speaker questions no later than March 10, 2021.

The registration link will take you to CCAs GoToWebinar page to register for the webinar.

Registration has closed for this event. 

We ask that you consolidate viewers and if you have to cancel, please let us know as soon as possible.

Speakers and topics may be subject to change.

The session has been approved for 2 CRCM credits.

This session is not to be recorded electronically without written permission from the Chicagoland Compliance Association and all speakers. materials and opinions shared from the speakers are not necessarily those of the organization they represent and therefore, unless otherwise indicated, should be assumed personal and not indicative of any implied liability or accountability back to the respective organization.

If after registering you do not see the “Thank You” page or you do not receive a confirmation email within two days, then your registration has not been received. Please email the CCA.


March 12, 2021
10:30 am - 12:00 pm CST
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