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October 5, 2017 @ 7:30 am - 5:00 pm CDT
Breakfast and lunch are included. Please indicate any dietary restrictions on your Registration
An opportunity to have a day away from the office to recharge your batteries and network with fellow compliance professionals. Hear knowledgeable presenters speak on a variety of compliance-related topics and meet industry vendors in our Vendor Booth area to help you deal with everyday compliance challenges.
The conference has been approved for 5.75 CRCM credits.
Please send any questions you have for our speakers, in advance to: Speaker Questions.
Speakers & Topics :
Keynote: David Dickinson, Bankers Compliance Consulting – Corporate Governance and the Culture of Compliance
Matt Livesay, BMO Harris Bank– 1st Line of Compliance Defense: Structure and Challenges; Key Considerations with Regulators
Debbie Smith, Northern Trust – 2nd Line of Compliance Defense: Structure and Challenges (Managing Process and Regulators) – BSA Perspective
Joel Ramos, MB Financial – 2nd Line of Compliance Defense: Structure and Challenges (Managing Process and Regulators) – Compliance Perspective
Don Erickson, BMO Harris Bank – 3rd Line of Compliance Defense: Process, Challenges, Impact of Enforcement Actions, Focus from Regulators and When to Use 3rd Party Providers
Debra Fine, The Fine Art of Building Business Relationships: One Conversation at a Time – The Fine Art of Small Talk and How to Talk to Your Board
Niall K. Twomey, Crowe Horwath LLP – Risk Assessment: Actively Understanding it is a Process; Appetite and Tolerance for Compliance Risk
Joseph E. Silvia, Schiff Hardin – Incentive Compensation
Marc Franson, Chapman and Cutler LLP – Compliance Regulatory Update/Enforcement Actions
Bonus mini-session: Varun Ebenezer, BMO Harris Bank – Blockchain and Bitcoin – What You Need to Know
Registration and Breakfast begins at 7:30 am
Session runs from 8:15 am to 5:00 pm
Attendees are advised to arrive before 8:00 am
Last day of registration is September 29, 2017
Important Message: CCA no longer accepts cash or checks as payment for meetings or membership dues. Payment is only accepted in advance by debit or credit card via our website. This important change is necessary to guarantee your access to the event and ensure receipt of payment. Registration for meetings or membership will not be considered complete without prepayment. CCA is no longer able to invoice for events and entry will be denied if payment has not been received. Payment can be made in advance using a debit or credit card via CCA’s PayPal page. Failure to pay in advance may result in removal of registration for the event.
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Speakers and Topics may be subject to change.
This event is in the process of being approved by the ICB for CRCM credits.
This event may not be recorded electronically without written permission from the Chicagoland Compliance Association and all speakers. Materials and opinions shared from the speakers are not necessarily those of the organization they represent and therefore, unless otherwise indicated, should be assumed personal and not indicative of any implied liability or accountability back to the respective organization.
Reservation cancellations received by the CCA after the registration deadline of September 29, 2017 will not receive a refund.