Cost:

Members: $55
Non-members: $85

Join us as we hear from the regulatory agencies who will be providing an update on hot topics, recent regulatory violations, and key areas of focus related to regulatory compliance (e.g. CMS, fair lending, UDAAP, consumer compliance, BSA/CFT/AML, CRA, etc.), including what’s on the radar for 2025. Time will be permitted to ask your pressing regulatory compliance questions to the agencies during the session.

You can also send questions in advance and we will pose them to the regulatory agencies, please send them to: Speaker Questions.

Hot breakfast is included. This will be a live event with no virtual option, the first mailer stated “online” in error.

Location: Northern Trust Building

Speakers:

• Ruben Baez, Field Supervisor Division of Depositor and Consumer Protection, FDIC
• Jonathan March, Consumer Compliance Policy Specialist, OCC
• Susana Soriano, Acting Director, Division of Banking, IDFPR
• Elizabeth Zmierski, Senior Large Bank Examiner Consumer Compliance & Supervisory Operations Supervision and Regulation, FRB Chicago

Topics:

• Find out the hot topics on our regulator’s agenda, recent regulatory violations, key areas of focus related to regulatory compliance, including what’s on the radar for the coming year.
• Ask your burning compliance questions! Send in your questions before February 28, 2025 to Speaker Questions.

Registration and Breakfast begins at 8:00 am
Session runs from 9:00 am to 12:00 pm

Attendees are advised to arrive before 8:30 a.m.

Parking is at a premium for Northern Trust CCA events, if you are not taking public transportation, consider use of a parking app such as SpotHero (not an endorsement) to reserve your spot ahead of time.

Last day of registration is 10:00am CT on February 28, 2025

As a reminder, CCA no longer accepts cash or checks as payment for meetings or membership dues. Payment is only accepted in advance by debit or credit card via our website. Registration for meetings or membership will not be considered complete without prepayment. CCA is no longer able to invoice for events and entry will be denied if payment has not been received. Payment can be made in advance using a debit or credit card via CCAs PayPal page. Failure to pay in advance may result in removal of registration for the event.

Speakers and Topics may be subject to change.

This session has been approved for 3.75 CRCM credits.

This session is not to be recorded electronically without written permission from the Chicagoland Compliance Association and all speakers. materials and opinions shared from the speakers are not necessarily those of the organization they represent and therefore, unless otherwise indicated, should be assumed personal and not indicative of any implied liability or accountability back to the respective organization.

Reservation cancellations received by the CCA after the registration deadline of February 28, 2025 shown above will not receive a refund. 

If after registering you do not see the “Thank You” page or you do not receive a confirmation email within two days, then your registration has not been received. Please email the CCA.

In order to receive Member Pricing for this event, your institution must have paid your Membership Dues for 2025. If you are unsure if your institution is a CCA member, please check the Membership Listing on our website. 

Registration has closed for this event.